Tuesday, 18 March 2014

Further problems for the banks



Major Banks in the US and UK are now facing charges that they conspired to rig the London interbank lending rate (LIBOR).

The process came under scrutiny in June 2012 when Barclays announced that it had submitted false information to keep the rate low.

The list of banks allegedly involved in these latest charges range from the US giants Bank of America and JP Morgan and in the UK includes Barclays and RBS.

Together with Switzerland’s UBS and Rabobank of the Netherlands these four banks have already paid US$ 3.6 billion to settle US and European regulators charges of rigging.

As more evidence of bad practice emerge from the banking industry it reinforces the comments made by the UK Parliamentary Standards Committee on Banking Standards who stated - "too many bankers, especially at the most senior levels, have operated in an environment with insufficient personal responsibility.

"Senior executives were aware that they would not be punished for what they could not see and promptly donned the blindfolds.

"Where they could not claim ignorance, they fell back on the claim that everyone was party to a decision, so that no individual could be held squarely to blame - the Murder on the Orient Express defence."

It is fair to say that had the focus been on the needs of customers and shareholders as opposed to the size and division of the bonus pot, we would not have witnessed the various calamities which befell the Banking system with all the attendant fall out.

It is not unusual for senior management to be detached from the business they purport to run.

From my own personal experience I have worked in trading environments where totally unrealistic profit targets have been passed from Board level to trading departments. No cognisance having been given to the disproportionate risks which need to be taken to achieve these targets.

One factor common to all of the issues is that the most spectacular financial disasters have always followed a period of ostensibly highly successful trading.

 

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